Kao, Su-Jung 高淑蓉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 FIRST SECURITIES (HK) LIMITED Rep Dealing in securities 2016-08-01
2 Merrill Lynch (Asia Pacific) Limited Rep Asset management 2005-01-25
3 Merrill Lynch Far East Limited Rep Asset management 2005-01-25
4 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2005-01-25
5 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Asset management 2005-01-25
6 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Automated trading services 2005-01-25
7 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2005-03-23
8 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2005-03-23
9 Merrill Lynch (Asia Pacific) Limited Rep Automated trading services 2005-03-23
10 Merrill Lynch Far East Limited Rep Advising on corporate finance 2005-03-23
11 Merrill Lynch Far East Limited Rep Advising on securities 2005-03-23
12 Merrill Lynch Far East Limited Rep Dealing in securities 2005-03-23
13 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-09-08
14 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2013-03-02
15 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2010-09-08 2013-03-02
16 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2011-10-31 2013-03-02
17 BOCI SECURITIES LIMITED Rep Advising on securities 2013-06-14 2016-05-09
18 BOCI SECURITIES LIMITED Rep Dealing in securities 2013-06-14 2016-05-09
19 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2013-08-22 2016-05-09

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