Kim, Dae Wook 金大煜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FACTORIAL MANAGEMENT LIMITED | Rep | Asset management | 2014-02-17 | 2016-03-24 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-04-03 | 2009-01-23 | Rep | Dealing in securities | 2010-06-15 | 2013-09-20 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-04-03 | 2009-01-23 | Rep | Dealing in securities | 2010-06-15 | 2013-09-20 | Rep | Dealing in futures contracts | 2010-08-26 | 2013-09-20 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-04-12 | 2009-01-23 | Rep | Dealing in futures contracts | 2010-06-15 | 2010-08-26 |
| 5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2004-08-16 | 2006-03-04 | Rep | Dealing in securities | 2004-08-16 | 2006-03-04 |
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