Kim, Jisoo (SFC:ASL685)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-02-20 | 2010-04-09 | Rep | Dealing in futures contracts | 2009-02-20 | 2010-04-09 | Rep | Dealing in securities | 2009-02-20 | 2010-04-09 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-07-12 | 2021-10-13 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-07-12 | 2021-10-13 | Rep | Dealing in futures contracts | 2010-09-06 | 2021-10-13 | Rep | Automated trading services | 2014-06-25 | 2018-11-01 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-12 | 2010-09-06 |
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