Kimura, Gen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-23 | 2010-12-16 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-08-23 | 2012-10-03 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-10-05 | 2012-10-03 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-11-03 | 2015-02-03 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-11-03 | 2015-02-03 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2014-11-03 | 2015-02-03 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-11-30 | 2016-12-07 |
| 8 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2016-11-30 | 2016-12-07 |
| 9 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2017-04-03 | 2017-04-07 |
| 10 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-04-03 | 2017-04-07 |
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