Ko, Janice Yui Chit 高睿哲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-11-21 | 2010-06-04 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-05-02 | 2010-06-04 |
| 3 | Legal & General Investment Management Asia Limited | Rep | Dealing in futures contracts | 2022-01-05 | 2022-05-13 | Rep | Dealing in securities | 2022-01-05 | 2022-05-13 |
| 4 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2022-05-23 | 2023-02-07 | RO | Dealing in securities | 2023-02-07 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Automated trading services | 2022-05-23 | 2023-02-07 | Rep | Dealing in securities | 2022-05-23 | 2023-02-07 | RO | Automated trading services | 2023-02-07 | RO | Dealing in securities | 2023-02-07 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-08-02 | 2019-04-18 | Rep | Automated trading services | 2011-12-01 | 2013-09-23 | RO | Dealing in securities | 2019-04-18 | 2021-02-23 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-08-02 | 2019-04-18 | Rep | Dealing in futures contracts | 2010-08-26 | 2021-02-23 | Rep | Automated trading services | 2013-09-06 | 2018-11-01 | RO | Dealing in securities | 2019-04-18 | 2021-02-23 |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-02 | 2010-08-26 |
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