Kuan, Bernhard 關弘毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-04-03 | 2018-01-18 | Rep | Dealing in securities | 2014-04-03 | 2019-01-12 |
| 2 | LLOYDS TSB PACIFIC LIMITED | Rep | Dealing in securities | 2003-04-14 | 2004-09-06 | Rep | Advising on securities | 2004-01-12 | 2004-09-06 | Rep | Asset management | 2004-06-05 | 2004-09-06 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-09-10 | 2014-02-08 | Rep | Advising on securities | 2011-10-19 | 2014-02-08 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-31 | 2014-02-08 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-09-15 | 2010-08-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy