Kwok, Gary Yan Kuen 郭恩權

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2003-09-10 2004-04-27
Rep Advising on securities 2003-09-10 2004-04-27
Rep Advising on corporate finance 2004-07-19 2007-04-12
Rep Dealing in securities 2004-07-19 2007-04-12
Rep Advising on securities 2005-04-14 2007-04-12
2 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2007-05-28 2014-01-07
Rep Advising on securities 2007-05-28 2014-01-07
Rep Dealing in securities 2007-05-28 2014-01-07
RO Advising on corporate finance 2014-01-07 2016-12-05
RO Advising on securities 2014-01-07 2016-12-05
RO Dealing in securities 2014-01-07 2016-12-05
3 Merrill Lynch Far East Limited Rep Advising on corporate finance 2007-05-28 2014-01-07
Rep Advising on securities 2007-05-28 2014-01-07
Rep Dealing in securities 2007-05-28 2014-01-07
RO Advising on corporate finance 2014-01-07 2016-12-05
RO Advising on securities 2014-01-07 2016-12-05
RO Dealing in securities 2014-01-07 2016-12-05

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top