Kwok, Gary Yan Kuen 郭恩權

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2003-09-10 2004-04-27
2 Credit Suisse (Hong Kong) Limited Rep Advising on securities 2003-09-10 2004-04-27
3 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2004-07-19 2007-04-12
4 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2004-07-19 2007-04-12
5 Credit Suisse (Hong Kong) Limited Rep Advising on securities 2005-04-14 2007-04-12
6 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2007-05-28 2014-01-07
7 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2007-05-28 2014-01-07
8 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2007-05-28 2014-01-07
9 Merrill Lynch Far East Limited Rep Advising on corporate finance 2007-05-28 2014-01-07
10 Merrill Lynch Far East Limited Rep Advising on securities 2007-05-28 2014-01-07
11 Merrill Lynch Far East Limited Rep Dealing in securities 2007-05-28 2014-01-07
12 Merrill Lynch (Asia Pacific) Limited RO Advising on corporate finance 2014-01-07 2016-12-05
13 Merrill Lynch (Asia Pacific) Limited RO Advising on securities 2014-01-07 2016-12-05
14 Merrill Lynch (Asia Pacific) Limited RO Dealing in securities 2014-01-07 2016-12-05
15 Merrill Lynch Far East Limited RO Advising on corporate finance 2014-01-07 2016-12-05
16 Merrill Lynch Far East Limited RO Advising on securities 2014-01-07 2016-12-05
17 Merrill Lynch Far East Limited RO Dealing in securities 2014-01-07 2016-12-05

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top