Kwok, Ming San 郭明燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on securities | 2014-10-06 | Rep | Dealing in securities | 2014-10-06 | Rep | Advising on futures contracts | 2014-10-06 | 2016-08-24 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-09-27 | 2014-02-15 | Rep | Advising on securities | 2011-10-31 | 2014-02-15 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-01-31 | 2014-02-15 |
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