Lai, Norman 黎樂仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-12-20 | 2016-02-15 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2013-05-24 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-11-30 | 2012-09-28 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-11-30 | 2012-09-28 | Rep | Dealing in futures contracts | 2010-09-20 | 2012-09-28 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-11-30 | 2010-09-20 |
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