Lai, Norman 黎樂仁

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2007-11-30 2010-09-20
2 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2010-09-20 2012-09-28
3 CLSA FUTURES LIMITED Rep Dealing in futures contracts 2013-12-20 2016-02-15
4 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2007-11-30 2012-09-28
5 Merrill Lynch Far East Limited Rep Dealing in securities 2007-11-30 2012-09-28
6 CLSA LIMITED Rep Dealing in securities 2013-05-24

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