Latham, Ritchie Stephen (SFC:AQP593)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-03-17 | 2008-05-17 | Rep | Dealing in securities | 2010-11-08 | 2014-09-17 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-11-08 | 2014-09-17 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-03-17 | 2008-05-17 | Rep | Dealing in futures contracts | 2010-11-08 | 2010-12-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy