Lau, David Kwok Hei 劉國熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Isola Capital Asset Management Limited | Rep | Asset management | 2013-08-08 | 2013-08-28 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-08-02 | 2012-05-24 | Rep | Advising on securities | 2010-08-02 | 2012-05-24 | Rep | Dealing in securities | 2010-08-02 | 2012-05-24 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-08-02 | 2012-05-24 | Rep | Advising on securities | 2010-08-02 | 2012-05-24 | Rep | Dealing in securities | 2010-08-02 | 2012-05-24 |
| 4 | Wells Fargo Securities Asia Limited | Rep | Advising on corporate finance | 2013-10-22 | 2021-02-17 | Rep | Advising on securities | 2013-10-22 | 2021-02-17 | Rep | Dealing in securities | 2013-10-22 | 2021-02-17 | RO | Advising on corporate finance | 2021-02-17 | 2022-05-12 | RO | Advising on securities | 2021-02-17 | 2022-05-12 | RO | Dealing in securities | 2021-02-17 | 2022-05-12 |
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