Lau, David Kwok Hei 劉國熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-08-02 | 2012-05-24 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2010-08-02 | 2012-05-24 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-08-02 | 2012-05-24 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-08-02 | 2012-05-24 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2010-08-02 | 2012-05-24 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-08-02 | 2012-05-24 |
| 7 | Isola Capital Asset Management Limited | Rep | Asset management | 2013-08-08 | 2013-08-28 |
| 8 | Wells Fargo Securities Asia Limited | Rep | Advising on corporate finance | 2013-10-22 | 2021-02-17 |
| 9 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2013-10-22 | 2021-02-17 |
| 10 | Wells Fargo Securities Asia Limited | Rep | Dealing in securities | 2013-10-22 | 2021-02-17 |
| 11 | Wells Fargo Securities Asia Limited | RO | Advising on corporate finance | 2021-02-17 | 2022-05-12 |
| 12 | Wells Fargo Securities Asia Limited | RO | Advising on securities | 2021-02-17 | 2022-05-12 |
| 13 | Wells Fargo Securities Asia Limited | RO | Dealing in securities | 2021-02-17 | 2022-05-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy