Lau, Wing Yee (SFC:ARM920) 劉穎怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-10-19 | 2022-10-07 | RO | Advising on corporate finance | 2022-10-07 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-08-19 | 2015-06-26 | Rep | Advising on securities | 2008-08-19 | 2015-06-26 | Rep | Dealing in securities | 2008-08-19 | 2015-06-26 |
3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2008-08-19 | 2015-06-26 | Rep | Advising on securities | 2008-08-19 | 2015-06-26 | Rep | Dealing in securities | 2008-08-19 | 2015-06-26 |
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