Lee, Chiinhao Alex 李君浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2009-08-24 | 2011-07-27 | Rep | Asset management | 2009-08-24 | 2011-07-27 |
| 2 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2005-02-17 | 2009-03-12 | Rep | Asset management | 2005-02-17 | 2009-03-12 |
| 3 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2005-02-17 | 2009-03-12 | Rep | Asset management | 2005-02-17 | 2009-03-12 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-08-02 | 2013-08-31 | Rep | Advising on securities | 2011-10-19 | 2013-08-31 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-08-02 | 2013-08-31 |
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