Lee, Ka Yee (SFC:AOR521) 李嘉怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Juno Capital Management Limited | RO | Advising on securities | 2018-04-20 | RO | Asset management | 2018-04-20 | Rep | Dealing in securities | 2019-11-13 | 2023-02-03 | RO | Dealing in securities | 2023-02-03 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-03-09 | 2013-08-24 | Rep | Advising on securities | 2011-11-30 | 2013-08-24 |
| 3 | Wolver Hill Asset Management Asia Limited | Rep | Advising on securities | 2017-08-24 | 2018-04-13 | Rep | Asset management | 2017-08-24 | 2018-04-13 |
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