Lee, Kin Chun (SFC:ARH236) 李健駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2022-06-09 | Rep | Dealing in securities | 2022-06-09 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2012-06-01 | 2015-12-23 | Rep | Dealing in securities | 2012-06-01 | 2015-12-23 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-02-22 | 2022-05-26 | Rep | Advising on securities | 2019-02-20 | 2022-05-26 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-07-04 | 2012-03-20 | Rep | Advising on securities | 2010-04-08 | 2010-08-01 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-07-04 | 2012-03-20 | Rep | Dealing in futures contracts | 2010-10-05 | 2012-03-20 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-02 | 2010-12-16 |
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