Lee, Jason Kwok Wang 李國宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2005-11-23 | 2007-01-15 |
| 2 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-21 | Rep | Advising on securities | 2004-01-21 | Rep | Asset management | 2004-01-21 | Rep | Dealing in securities | 2005-08-06 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-02-14 | 2016-09-28 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-02-14 | 2016-09-28 | Rep | Dealing in futures contracts | 2010-09-06 | 2016-09-28 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-02-14 | 2010-09-06 |
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