Leung, Barbara Kit Sum 梁潔沁

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2003-10-10
Rep Advising on securities 2003-10-10
Rep Asset management 2003-10-10
Rep Automated trading services 2003-10-10
Rep Dealing in securities 2008-05-20
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Advising on futures contracts 2003-10-10
Rep Asset management 2003-10-10
Rep Dealing in futures contracts 2008-05-20
Rep Dealing in securities 2003-10-16 2008-05-20
3 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2008-10-13 2012-12-29
Rep Advising on securities 2011-11-29 2012-12-29
4 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2010-09-08 2012-12-29
5 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-10-13 2010-09-08
6 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2015-05-04 2015-06-26

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