Li, Hu (SFC:AJG540) 李虎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aqua Capital Strategy Limited | Rep | Advising on securities | 2024-10-31 | 2024-12-30 | Rep | Dealing in securities | 2024-10-31 | 2024-12-30 | RO | Advising on securities | 2024-12-30 | RO | Asset management | 2024-12-30 | RO | Dealing in securities | 2024-12-30 |
| 2 | CEB International Capital Corporation Limited | RO | Advising on corporate finance | 2015-12-22 | 2024-08-20 | RO | Advising on securities | 2015-12-22 | 2024-08-20 | RO | Dealing in securities | 2015-12-22 | 2024-08-20 |
| 3 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-07-27 | 2015-09-18 | Rep | Asset management | 2015-07-27 | 2015-09-18 | Rep | Dealing in securities | 2015-07-27 | 2015-09-18 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2006-07-06 | 2012-04-26 | Rep | Advising on securities | 2006-07-06 | 2012-04-26 | Rep | Dealing in securities | 2006-07-06 | 2012-04-26 | RO | Advising on corporate finance | 2012-04-26 | 2015-04-15 | RO | Advising on securities | 2012-04-26 | 2015-04-15 | RO | Dealing in securities | 2012-04-26 | 2015-04-15 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2006-07-06 | 2012-04-26 | Rep | Advising on securities | 2006-07-06 | 2012-04-26 | Rep | Dealing in securities | 2006-07-06 | 2012-04-26 | RO | Advising on corporate finance | 2012-04-26 | 2015-04-15 | RO | Advising on securities | 2012-04-26 | 2015-04-15 | RO | Dealing in securities | 2012-04-26 | 2015-04-15 |
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