Li, Xi (SFC:ASU033) 李曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2009-04-23 | 2010-02-16 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-02-23 | 2017-03-30 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-02-23 | 2017-03-30 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2017-07-03 | 2020-04-16 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2010-02-23 | 2017-03-30 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2010-02-23 | 2017-03-30 |
| 7 | RBS Asia Corporate Finance Limited | Rep | Dealing in securities | 2009-04-23 | 2010-02-16 |
| 8 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-02-23 | 2017-03-30 |
| 9 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-02-23 | 2017-03-30 |
| 10 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-07-03 | 2020-04-16 |
| 11 | Morgan Stanley Asia Limited | RO | Advising on corporate finance | 2020-04-16 | |
| 12 | Morgan Stanley Asia Limited | RO | Dealing in securities | 2020-04-16 |
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