Li, Zhongxia 李仲夏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-08-07 | 2011-01-22 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2009-08-07 | 2011-01-22 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2011-02-14 | 2013-10-26 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-02-14 | 2013-10-26 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-02-14 | 2013-10-26 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2011-02-14 | 2013-10-26 |
| 7 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2011-02-14 | 2013-10-26 |
| 8 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2011-02-14 | 2013-10-26 |
| 9 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2014-01-02 | 2014-06-09 |
| 10 | Everbright Securities Global (HK) Limited | Rep | Dealing in securities | 2014-01-02 | 2014-06-09 |
| 11 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-01-02 | 2014-06-09 |
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