Lim, Siao Tung 林曉彤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2006-04-20 | 2007-09-08 | Rep | Asset management | 2006-04-20 | 2007-09-08 | Rep | Dealing in securities | 2006-04-20 | 2007-09-08 |
| 2 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2006-04-20 | 2007-09-08 | Rep | Asset management | 2006-04-20 | 2007-09-08 | Rep | Dealing in securities | 2006-04-20 | 2007-09-08 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-09-27 | 2013-11-09 | Rep | Advising on securities | 2011-12-13 | 2013-11-09 |
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