Lin, Cheng Hung (SFC:AFY237) 林政弘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-15 | Rep | Advising on securities | 2003-10-15 | Rep | Asset management | 2003-10-15 | Rep | Automated trading services | 2003-10-15 | Rep | Dealing in securities | 2008-07-31 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Dealing in futures contracts | 2008-07-31 | Rep | Dealing in securities | 2003-10-16 | 2008-07-31 |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-08-15 | 2013-09-07 | Rep | Advising on securities | 2011-11-10 | 2013-09-07 |
4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-08 | 2013-09-07 |
5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-08-15 | 2010-09-08 |
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