Liu, Hsin-yu 劉欣玉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2019-02-21 | |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-09-22 | 2013-07-13 | Rep | Advising on securities | 2011-11-17 | 2013-07-13 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-08 | 2013-07-13 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-09-22 | 2010-09-08 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-05-20 | 2018-10-12 |
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