Liu, Po Wen 劉博文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-06-04 | 2015-04-25 | SDG Asset Management (HK) Limited | Rep | 2017-08-07 | 2017-11-09 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 2017-12-12 | 2019-10-23 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 2019-10-23 | 2021-07-07 |
| 2 | SDG Asset Management (HK) Limited | Rep | Asset management | 2017-08-07 | 2017-11-09 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-22 | 2010-08-20 | Merrill Lynch Far East Limited | Rep | 2010-08-20 | 2011-09-20 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-07-22 | 2011-09-20 | Merrill Lynch Far East Limited | Rep | 2009-07-22 | 2011-09-20 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 2012-06-04 | 2015-04-25 | MUFG Securities Asia Limited | Rep | 2015-05-14 | 2016-07-13 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 2017-12-12 | 2019-10-23 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 2019-10-23 | 2021-07-07 |
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