Liu Yeh, Li-Chen 葉麗貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-10-16 | |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2003-10-16 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-11-10 | 2013-09-07 |
| 4 | UCAP HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-04-08 | 2021-03-31 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2003-10-16 | |
| 6 | UCAP HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-04-08 | 2021-03-31 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2003-10-16 | |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-11-10 | 2010-09-03 |
| 9 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-03 | 2013-09-07 |
| 10 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-09-07 | |
| 11 | UCAP HONG KONG ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2019-04-08 | 2021-03-31 |
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