Lu, Mei-Ying 呂美瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avenue Asset Management Limited (HK) | Rep | Advising on securities | 2016-09-26 | 2017-07-21 | Rep | Asset management | 2016-09-26 | 2017-07-21 |
| 2 | Avenue Family Office Limited | Rep | Advising on securities | 2017-03-09 | 2017-07-21 | Rep | Asset management | 2017-03-09 | 2017-07-21 | Rep | Dealing in securities | 2017-03-09 | 2017-07-21 |
| 3 | Cortina Capital Asset Management Limited | Rep | Advising on securities | 2022-10-24 | Rep | Asset management | 2022-10-24 |
| 4 | Isola Capital Asset Management Limited | Rep | Advising on securities | 2018-03-09 | 2022-06-30 | Rep | Asset management | 2018-03-09 | 2022-06-30 | Rep | Dealing in securities | 2018-04-09 | 2022-06-30 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-05-11 | 2012-09-11 | Rep | Advising on securities | 2011-11-10 | 2012-09-11 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-08 | 2012-09-11 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-11 | 2010-09-08 |
| 8 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in securities | 2010-03-26 |
| 9 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in futures contracts | 2010-03-26 |
| 10 | Win Harvest Asset Management Limited | Rep | Advising on securities | 2017-08-08 | 2018-02-19 | Rep | Asset management | 2017-08-08 | 2018-02-19 |
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