Mahtani, Vishal Gobind
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on securities | 2005-07-18 | 2011-07-23 | Rep | Asset management | 2005-07-18 | 2011-07-23 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2005-07-18 | 2011-07-23 | Rep | Asset management | 2005-07-18 | 2011-07-23 | Rep | Dealing in securities | 2009-06-05 | 2011-07-23 |
| 3 | Fosun Asset Management Limited | RO | Advising on securities | 2016-03-03 | 2021-06-07 | Rep | Asset management | 2016-09-08 | 2020-06-15 | RO | Dealing in securities | 2016-09-22 | 2021-06-07 | RO | Asset management | 2020-06-15 | 2021-01-26 | Rep | Asset management | 2021-01-26 | 2022-04-08 | Rep | Advising on securities | 2021-06-07 | 2022-04-08 | Rep | Dealing in securities | 2021-06-07 | 2022-04-08 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-09-02 | 2014-08-18 | Rep | Dealing in securities | 2011-09-02 | 2015-03-24 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-09-02 | 2015-03-24 | Rep | Dealing in securities | 2014-08-18 | 2015-03-24 |
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