McNicholas, Daniel Patrick
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-07-06 | 2008-04-22 | Rep | Dealing in securities | 2006-07-06 | 2008-04-22 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-06-02 | 2011-09-20 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-06-02 | 2011-09-20 | Rep | Dealing in futures contracts | 2010-09-02 | 2011-09-20 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-02 | 2010-09-02 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2021-07-02 | Rep | Dealing in securities | 2016-12-19 | 2021-07-02 |
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