Neave, Lionel Digby Sheffield 小獅子
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AOP Capital Limited | Rep | Asset management | 2019-07-19 | 2020-11-24 | Rep | Advising on securities | 2020-07-23 | 2020-11-24 |
| 2 | Isola Capital Asset Management Limited | Rep | Advising on securities | 2021-06-21 | Rep | Asset management | 2021-06-21 | Rep | Dealing in securities | 2021-07-15 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-12-09 | 2013-11-05 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-12-09 | 2013-11-05 | Rep | Dealing in futures contracts | 2010-08-26 | 2013-11-05 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-12-09 | 2010-08-26 |
| 6 | ODYSSEY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-12-07 | 2019-05-23 | Rep | Asset management | 2017-12-07 | 2019-05-23 |
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