Ng, Jackfrey Cho Fai 吳祖輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BGC SECURITIES (HONG KONG) LLC Rep Dealing in securities 2010-05-31 2011-02-28
Rep Leveraged foreign exchange trading 2010-05-31 2011-03-21
2 BOCI SECURITIES LIMITED Rep Advising on securities 2012-06-05 2018-09-25
Rep Dealing in securities 2012-06-05 2018-09-25
Rep Dealing in futures contracts 2012-07-16 2018-09-25
Rep Leveraged foreign exchange trading 2013-06-11 2014-09-25
3 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Rep Dealing in securities 2010-05-31 2011-03-05
Rep Leveraged foreign exchange trading 2010-05-31 2011-03-05
4 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED Rep Leveraged foreign exchange trading 2005-02-02 2010-03-24
5 CINDA INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2007-01-09 2010-03-24
6 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2018-10-16
Rep Dealing in futures contracts 2018-10-16
7 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2018-10-16
Rep Dealing in securities 2018-10-16
8 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2011-06-16 2012-05-24
Rep Advising on securities 2011-11-08 2012-05-24
9 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2011-06-16 2012-05-24

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