Ng, Jackfrey Cho Fai 吳祖輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2010-05-31 | 2011-02-28 | Rep | Leveraged foreign exchange trading | 2010-05-31 | 2011-03-21 |
2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-06-05 | 2018-09-25 | Rep | Dealing in securities | 2012-06-05 | 2018-09-25 | Rep | Dealing in futures contracts | 2012-07-16 | 2018-09-25 | Rep | Leveraged foreign exchange trading | 2013-06-11 | 2014-09-25 |
3 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2010-05-31 | 2011-03-05 | Rep | Leveraged foreign exchange trading | 2010-05-31 | 2011-03-05 |
4 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-02-02 | 2010-03-24 |
5 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-09 | 2010-03-24 |
6 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-10-16 | Rep | Dealing in futures contracts | 2018-10-16 |
7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-16 | Rep | Dealing in securities | 2018-10-16 |
8 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-06-16 | 2012-05-24 | Rep | Advising on securities | 2011-11-08 | 2012-05-24 |
9 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-06-16 | 2012-05-24 |
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