Ng, Sowen 吳守榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-07-03 | 2014-09-17 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2003-06-16 | 2006-05-06 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2003-05-26 | Rep | Dealing in futures contracts | 2006-05-06 |
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