Ng, Loretta Ying Yuk 吳瀅玉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-07-06 | 2018-12-19 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-07-06 | Rep | Dealing in futures contracts | 2010-08-24 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-06 | 2010-08-24 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-10-15 | 2009-06-03 | Rep | Automated trading services | 2007-11-01 | 2009-06-03 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-11-01 | 2009-06-03 | Rep | Dealing in futures contracts | 2007-11-01 | 2009-06-03 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-10-15 | 2009-06-03 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-12-12 | 2007-09-06 |
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