Noorani Ananthanaraya, Hariharan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2015-08-04 | 2018-06-29 | Rep | Dealing in securities | 2015-08-04 | 2018-06-29 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-04-19 | 2013-09-20 |
3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-01-25 | 2012-05-16 | Rep | Dealing in futures contracts | 2010-09-06 | 2013-09-20 |
4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-07-06 | 2010-09-06 |
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