Pang, Alwyn See Kit 彭思杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-04-18 | 2013-07-04 | Rep | Dealing in securities | 2011-04-18 | 2013-07-04 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-04-18 | 2013-07-04 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2005-05-12 | 2008-02-25 | Rep | Advising on securities | 2010-01-07 | 2011-03-05 |
| 4 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2015-11-02 | 2021-06-11 | Rep | Dealing in securities | 2015-11-02 | 2021-06-11 |
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