Pang, Alwyn See Kit 彭思杰

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 UBS SECURITIES ASIA LIMITED Rep Advising on securities 2005-05-12 2008-02-25
2 UBS SECURITIES ASIA LIMITED Rep Advising on securities 2010-01-07 2011-03-05
3 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2011-04-18 2013-07-04
4 Wellington Management Hong Kong Limited (b2003-01-02) Rep Advising on securities 2015-11-02 2021-06-11
5 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2011-04-18 2013-07-04
6 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2011-04-18 2013-07-04
7 Wellington Management Hong Kong Limited (b2003-01-02) Rep Dealing in securities 2015-11-02 2021-06-11

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