Pliner, Jason Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-09-26 | 2022-03-08 | Rep | Advising on futures contracts | 2019-10-10 | 2022-03-08 | Rep | Advising on securities | 2021-08-25 | 2022-03-08 | Rep | Dealing in securities | 2021-08-25 | 2022-03-08 | RO | Advising on futures contracts | 2022-03-08 | RO | Advising on securities | 2022-03-08 | RO | Dealing in futures contracts | 2022-03-08 | RO | Dealing in securities | 2022-03-08 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-04-22 | 2019-06-25 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-22 | 2019-06-25 | Rep | Dealing in futures contracts | 2010-09-02 | 2019-06-25 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-16 | 2010-09-02 |
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