Qu, Man 屈曼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citadel Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-07-29 | 2020-03-11 | Rep | Dealing in securities | 2019-07-29 | 2020-03-11 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-09-15 | 2019-04-26 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-15 | 2016-10-10 | Rep | Dealing in futures contracts | 2016-10-11 | 2019-04-26 | Rep | Dealing in securities | 2016-10-11 | 2019-04-26 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-09-15 | 2016-10-10 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-10-16 | 2014-12-03 | Rep | Advising on securities | 2010-05-24 | 2014-12-03 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-11-30 | 2009-09-26 |
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