Rathi, Shashank
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capula Investment Management Asia Limited | Rep | Asset management | 2014-05-13 | 2018-03-12 | Rep | Dealing in securities | 2014-05-13 | 2018-03-12 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-09-30 | 2014-02-26 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-02 | 2014-02-26 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-30 | 2010-09-02 |
| 5 | Pharo Management (HK) Limited | Rep | Asset management | 2018-04-03 | 2018-10-25 | RO | Asset management | 2018-10-25 |
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