Robertson, Craig Anthony
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2003-08-29 | RO | Asset management | 2003-08-29 | RO | Dealing in futures contracts | 2003-08-29 | Rep | Dealing in futures contracts | 2003-08-29 | 2009-09-01 |
| 2 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-07-30 | 2004-09-03 | RO | Dealing in futures contracts | 2004-09-03 | 2009-08-03 | Rep | Dealing in futures contracts | 2009-08-03 | 2009-09-01 |
| 3 | HSBC FUTURES (SINGAPORE) PTE LTD | RO | Advising on futures contracts | 2003-08-29 | RO | Asset management | 2003-08-29 | RO | Dealing in futures contracts | 2009-08-03 | RO | Advising on futures contracts | 2007-04-20 | 2009-08-03 | Rep | Advising on futures contracts | 2009-08-03 | 2009-09-01 | Rep | Dealing in futures contracts | 2009-08-03 | 2009-09-01 |
| 4 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-29 | Rep | Advising on securities | 2003-08-29 | Rep | Asset management | 2003-08-29 | Rep | Dealing in securities | 2005-11-14 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-02-03 | 2016-03-01 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-02-03 | 2016-03-01 | Rep | Dealing in futures contracts | 2010-09-06 | 2016-03-01 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-01-11 | 2010-09-06 |
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