Schmoll, Alan

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2009-09-15 2013-11-27
Rep Advising on securities 2012-11-13 2013-11-27
Rep Advising on corporate finance 2012-11-13 2014-09-17
RO Advising on securities 2013-11-27 2014-09-17
RO Dealing in securities 2013-11-27 2014-09-17
2 Merrill Lynch Far East Limited Rep Advising on securities 2012-11-13 2013-11-27
Rep Dealing in securities 2012-11-13 2013-11-27
Rep Advising on corporate finance 2012-11-13 2014-09-17
RO Advising on securities 2013-11-27 2014-09-17
RO Dealing in securities 2013-11-27 2014-09-17

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