Shen, Chen (SFC:AGL159) 沈晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2006-08-28 | 2008-10-09 | Rep | Advising on corporate finance | 2006-08-28 | 2011-01-29 | RO | Dealing in securities | 2008-10-09 | 2011-01-29 |
| 2 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Dealing in securities | 2005-04-01 | Rep | Advising on corporate finance | 2006-08-14 | RO | Dealing in securities | 2005-04-01 | 2006-04-11 | Rep | Dealing in securities | 2006-04-11 | 2006-08-14 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-02-22 | 2013-11-09 | Rep | Advising on securities | 2011-11-08 | 2013-11-09 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-02-22 | 2013-11-09 |
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