Shum, Amy Ho Ling 岑賀齡

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Rep Dealing in securities 2014-11-18 2015-09-10
2 Merrill Lynch (Asia Pacific) Limited Rep Asset management 2005-01-25
Rep Advising on corporate finance 2005-03-23
Rep Advising on securities 2005-03-23
Rep Automated trading services 2005-03-23
Rep Dealing in securities 2013-07-13
Rep Advising on securities 2011-11-15 2013-07-13
3 Merrill Lynch Far East Limited Rep Asset management 2005-01-25
Rep Advising on corporate finance 2005-03-23
Rep Advising on securities 2005-03-23
Rep Dealing in securities 2005-03-23
Rep Dealing in futures contracts 2010-09-27 2013-07-13
4 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2005-01-25
Rep Asset management 2005-01-25
Rep Automated trading services 2005-01-25
Rep Dealing in futures contracts 2010-08-30

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