Sim, Edmund Koon Yin 沈觀賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2004-03-01 | Rep | Dealing in securities | 2004-03-01 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2012-11-13 | 2013-12-04 | Rep | Advising on corporate finance | 2012-11-13 | 2016-10-31 | Rep | Advising on securities | 2012-11-13 | 2016-10-31 | RO | Dealing in securities | 2013-12-04 | 2018-07-20 | RO | Advising on corporate finance | 2016-10-31 | 2017-09-21 | RO | Advising on securities | 2017-09-21 | 2018-07-20 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-03-15 | 2008-04-15 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-15 | 2008-04-15 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-06-04 | 2010-03-13 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-05-18 | 2012-07-12 | Rep | Advising on securities | 2010-05-18 | 2012-07-12 | Rep | Dealing in securities | 2010-05-18 | 2012-07-12 |
| 7 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-05-18 | 2012-07-12 | Rep | Advising on securities | 2010-05-18 | 2012-07-12 | Rep | Dealing in securities | 2010-05-18 | 2012-07-12 |
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