Sze, Kelvin Ka Ming 施嘉銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-02-19 | 2015-10-15 |
| 2 | Cheung On Securities Limited | Rep | Asset management | 2023-09-26 | 2023-10-18 | RO | Advising on securities | 2023-10-18 | 2023-11-17 | RO | Asset management | 2023-10-18 | 2023-11-17 | Rep | Advising on securities | 2023-11-17 | 2023-11-17 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-04-11 | 2013-12-04 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-20 | 2013-12-04 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-04-11 | 2010-08-20 |
| 6 | NATIXIS ASIA LIMITED | Rep | Dealing in futures contracts | 2023-12-04 | Rep | Dealing in securities | 2023-12-04 |
| 7 | NEW REGION SECURITIES COMPANY LIMITED | Rep | Asset management | 2023-07-07 | 2023-09-21 | Rep | Dealing in securities | 2023-07-07 | 2023-09-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy