Tam, Gabriel Shing Yan 譚承恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-04-15 | 2015-07-02 | RO | Dealing in securities | 2015-07-02 | 2017-03-20 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-10-26 | 2015-07-02 | Rep | Dealing in futures contracts | 2010-09-03 | 2015-07-02 | RO | Dealing in futures contracts | 2015-07-02 | 2017-03-20 | RO | Dealing in securities | 2015-07-02 | 2017-03-20 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-15 | 2010-09-03 |
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