Tam, Sunny Wei Yeung 譚衛陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JF INTERNATIONAL MANAGEMENT INC. | Rep | Advising on securities | 2016-04-06 | 2019-11-08 | Rep | Asset management | 2016-04-06 | 2019-11-08 |
| 2 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on futures contracts | 2016-04-06 | 2021-11-12 | Rep | Advising on securities | 2016-04-06 | 2021-11-12 | Rep | Asset management | 2016-04-06 | 2021-11-12 | Rep | Dealing in futures contracts | 2016-04-06 | 2021-11-12 | Rep | Dealing in securities | 2016-04-06 | 2021-11-12 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-01-11 | 2016-03-22 | Rep | Dealing in securities | 2011-01-11 | 2016-03-22 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2010-08-16 | 2010-12-24 |
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