Tan, Kaijie 陳凱杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-08-24 | 2022-06-21 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2022-10-24 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-05-03 | 2014-09-17 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-05-03 | 2014-09-17 | Rep | Dealing in securities | 2011-05-03 | 2014-09-17 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-01-18 | 2008-08-13 |
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